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Position: Chief Compliance Officer - Hedge Funds

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  • kertesz01@aol.com
    Position: Chief Compliance Officer Company: Global Hedge Fund/Fund of Funds within significant organization Location: New York Please contact: Daniel Kohn Kohn
    Message 1 of 1 , Mar 2, 2005
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      Position: Chief Compliance Officer
      Company: Global Hedge Fund/Fund of Funds within significant organization
      Location: New York

      Please contact:
      Daniel Kohn
      Kohn Associates
      Legal Search Consultants
      Email: dkohn@...
      Phone: 877-638-6669

      Responsibilities:
      To identify, audit, resolve, and monitor compliance issues related to single and multi-manager hedge fund managers that are SEC registered investment advisers. This position requires coordination with the compliance department of various affiliated entities in international markets.

      Responsibilities include maintenance of compliance program, reporting to senior management, compliance training, preparation and review of compliance reports, regulatory filings, implementation of new policies/procedures, and assisting in department planning.

      Travel is approximately 20%.

      Requirements:
      -Seven or more years experience with the Investment Advisers Act; working knowledge of ’33 and ’34 Acts
      -BA in a related field, JD is a plus
      -Ability to identify and thoroughly investigate actual or perceived compliance issues, and determine the appropriate course of action
      -Ability to clearly and concisely frame and present issues to senior management and offer/recommend appropriate action
      -Experience conducting or responding to regulatory audits
      -Experience within the compliance department of a major registered investment adviser or broker dealer is desirable, but not required


      Daniel Kohn
      Kohn Associates
      Legal Search Consultants
      (direct) 877.638.6669
      dkohn@...
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