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CFTC Expands Exclusions for Investment Funds and Advisers

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  • Baker, John
    The Commodity Futures Trading Commission in August adopted rule amendments under the Commodity Exchange Act that provide registration and other regulatory
    Message 1 of 1 , Nov 2, 2003
      The Commodity Futures Trading Commission in August adopted rule amendments under the Commodity Exchange Act that provide registration and other regulatory relief for some investment funds and investment advisers that would otherwise be registered or regulated as commodity pool operators or commodity trading advisors. 68 Fed. Reg. 47221 (Aug. 8, 2003). The amendments became effective immediately. For a Fund/Adviser Alert by Merrill Steiner, a partner at my firm of Stradley, Ronon, Stevens & Young, see

      http://www.stradley.com/admin/Resources/resacrobat/20031020120032_FILE_NAME.pdf


      John M. Baker <JMB@...>
      Stradley, Ronon, Stevens & Young, LLP Http://www.stradley.com
      1220 19th Street, N.W., Suite 600, Washington, DC 20036
      (202) 419-8413 Fax (202) 822-0140
      FundLaw Listowner Http://groups.yahoo.com/group/fundlaw
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