Loading ...
Sorry, an error occurred while loading the content.
 

OCC Comptroller's Handbook on Investment Management Services

Expand Messages
  • jbaker@stradley.com
    The Office of the Comptroller of the Currency, which regulates national banks, today posted a Comptroller s Handbook on Investment Management Services (Aug.
    Message 1 of 1 , Aug 1, 2001
      The Office of the Comptroller of the Currency, which regulates
      national banks, today posted a Comptroller's Handbook on Investment
      Management Services (Aug. 2001). The 154-page handbook includes
      regulatory guidance and examination procedures for national bank
      portfolio management and advisory services. Bank regulatory guidance
      in recent years has focused on retail sales of nondeposit investment
      products; the handbook seemingly represents a refocusing on the
      advisory side. The handbook is not just of interest to national
      banks, though: It includes guidelines to fiduciary managers in
      selecting investment managers and advisers, and hence will be of
      interest to all investment advisers that see bank fiduciary accounts
      as part of their target market. The handbook is available online at

      http://www.occ.treas.gov/handbook/amgt.htm


      John M. Baker <JBaker@...>
      Stradley, Ronon, Stevens & Young, LLP Http://www.stradley.com
      1220 19th Street, N.W., Suite 700, Washington, DC 20036
      (202) 822-9611 Fax (202) 822-0140
      FundLaw Listowner Http://groups.yahoo.com/group/fundlaw
    Your message has been successfully submitted and would be delivered to recipients shortly.