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  • Members: 1260
  • Category: Law
  • Founded: Dec 1, 1999
  • Language: English
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Description

News reports and moderated discussion of securities law and related developments, especially legal issues relating to investment management. FundLaw is moderated by John Baker, a securities lawyer at the Washington, D.C. office of Stradley Ronon Stevens and Young, LLP.

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SEC Commissioners Oppose IOSCO Money Fund Consultation Report
In an unusual step, three of the five Commissioners of the Securities and Exchange Commission have issued a statement critical of the publication of the
Posted - Fri May 11, 2012 10:06 pm
 Baker, John
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Investment Companies Are Not JOBS Act Emerging Growth Companies
Registered investment companies do not qualify as "emerging growth companies" under the Jumpstart Our Business Startups Act, according to guidance on Title I
Posted - Thu May 3, 2012 9:31 pm
 Baker, John
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IOSCO Requests Comments on Money Market Fund Reform Options
The Technical Committee of the International Organization of Securities Commissions has issued a consultation report sharing its views and seeking comments on
Posted - Sat Apr 28, 2012 2:22 pm
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Lawsuit Brought To Overturn CFTC Rule
The Investment Company Institute and the Chamber of Commerce of the United States have brought suit against the Commodity Futures Trading Commission to
Posted - Wed Apr 18, 2012 12:28 am
 Baker, John
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FSOC Adopts Nonbank Financial Companies Rule and Guidance
The Financial Stability Oversight Council has adopted a final rule and interpretive guidance concerning its standards and processes for determining that a
Posted - Mon Apr 9, 2012 12:06 am
 Baker, John
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Message History

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
2012 2 1 2 4 2
2011 8 1 1 2 3 2 3 2 2 2 3 1
2010 1 2 4 1 8 9 7 6 4 3
2009 4 4 6 8 6 6 5 2 1 6 1
2008 3 3 3 2 3 2 7 2 16 15 6 5
2007 3 3 4 1 7 3 6 1 2 4 1
2006 6 5 5 6 4 6 6 5 4 3 3 6
2005 2 9 9 5 10 13 2 4 13 4 7 5
2004 10 15 12 6 9 11 5 13 5 8 15 11
2003 17 11 8 8 17 9 9 16 17 16 11 14
2002 8 8 5 10 8 7 16 5 8 18 18 19
2001 20 16 13 14 25 16 16 11 15 11 4 21
2000 44 45 31 39 43 35 17 22 21 31 22 19
1999 1 17
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