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Group Information

  • Members: 1091
  • Category: Law
  • Founded: Dec 1, 1999
  • Language: English
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Activity within 7 days:

2 New Messages

Description

News reports and moderated discussion of securities law and related developments, especially legal issues relating to investment management. FundLaw is moderated by John Baker, a securities lawyer at the Washington, D.C. office of Stradley Ronon Stevens and Young, LLP.

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Jones v. Harris Associates Oral Argument
As widely reported, the U.S. Supreme Court heard oral argument in Jones v. Harris Associates, No. 08-586, on Monday, November 2. The issue before the court
Posted - Sat Nov 7, 2009 2:45 am
 Baker, John
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SEC Extends Regulation S-AM Compliance Date
The Securities and Exchange Commission has extended the compliance date for its affiliate marketing rule, Regulation S-AM, from January 1 to June 1, 2010.
Posted - Fri Nov 6, 2009 8:48 pm
 Baker, John
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FTC Red Flags Rule Further Delayed
The Federal Trade Commission has further delayed enforcement of its "red flags" rule, until June 1, 2010, for financial institutions and creditors subject to
Posted - Mon Nov 2, 2009 10:46 pm
 Baker, John
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SEC Adopts New Money Fund Reporting Rule as Guaranee Expires
The Department of the Treasury has announced that its Temporary Guarantee Program for Money Market Funds will expire today as scheduled. The expiration was
Posted - Fri Sep 18, 2009 10:49 pm
 Baker, John
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Massachusetts Revises Information Security Requirement
The Massachusetts Office of Consumers Affairs and Business Regulation has announced revisions to its customer information security rule and an extension of the
Posted - Fri Aug 28, 2009 1:02 am
 Baker, John
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Message History

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
2009 4 4 6 8 6 6 5 2 1 3
2008 3 3 3 2 3 2 7 2 16 15 6 5
2007 3 3 4 1 7 3 6 1 2 4 1
2006 6 5 5 6 4 6 6 5 4 3 3 6
2005 2 9 9 5 10 13 2 4 13 4 7 5
2004 10 15 12 6 9 11 5 13 5 8 15 11
2003 17 11 8 8 17 9 9 16 17 16 11 14
2002 8 8 5 10 8 7 16 5 8 18 18 19
2001 20 16 13 14 25 16 16 11 15 11 4 21
2000 44 45 31 39 43 35 17 22 21 31 22 19
1999 1 17

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